Daryl M. Payton
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Adv Mon, 17 Jun 2024 15:44:50 EDT

Edward Lee Moody, Jr.
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Wed, 12 Jun 2024 10:17:51 EDT

Javier Rios
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Mon, 10 Jun 2024 16:23:34 EDT

Michael D. Keryc
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Thu, 6 Jun 2024 15:13:37 EDT

Benjamin H. Gordon
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order Tue, 4 Jun 2024 15:00:00 EDT

Richard Mccall Bohnsack
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions Fri, 31 May 2024 13:35:44 EDT

Walmart Inc.
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order Wed, 29 May 2024 13:17:00 EDT

Wedbush Securities, Inc.
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions Mon, 27 May 2024 13:30:00 EDT

Jaswant Gill
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing Thu, 23 May 2024 14:12:08 EDT

Maxwell Technologies, Inc., et al.
Order Approving Application of Fund Administrator for Payment of Fees and Expenses and Approval of Future Fees and Expenses Tue, 21 May 2024 13:43:47 EDT

Michael Santicchia, CPA
Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Mon, 20 May 2024 12:50:42 EDT

Stephen D. Cheaney, CPA
Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Fri, 17 May 2024 12:37:05 EDT

KPMG LLP
Order Instituting Public Administrative and Cease-And- And- Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 Wed, 15 May 2024 09:47:18 EDT

Industrial and Commercial Bank of China Financial Services LLC
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions Mon, 13 May 2024 11:57:42 EDT

David Vogel, CPA
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order Fri, 10 May 2024 09:06:22 EDT

Hugh Dunkerley
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 Thu, 9 May 2024 15:46:41 EDT

Orthofix International N.V.
Order Approving Application of Fund Administrator for Payment of Fees and Expenses and Approval of Future Fees and Expenses Tue, 7 May 2024 15:46:41 EDT

Maxwell Technologies, Inc., et al.
Order Directing Disbursement of Fair Fund Mon, 6 May 2024 13:29:27 EDT

Jovannie Aquino
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions Thu, 2 May 2024 09:42:38 EDT

Anthony G. Blumberg
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions Tue, 30 Apr 2024 16:51:47 EDT

Changda International Holdings, Inc.
Notice That Initial Decision Has Become Final Mon, 29 Apr 2024 09:30:00 EDT

Infrastructure International, Inc.
Notice That Initial Decision Has Become Final Fri, 26 Apr 2024 09:30:00 EDT

Andy Altahawi
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions Thu, 25 Apr 2024 17:11:25 EDT

David S. Goulding
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions Tue, 23 Apr 2024 14:39:47 EDT

Yanglin Soybean, Inc.
Notice That Initial Decision Has Become Final Mon, 22 Apr 2024 09:30:00 EDT

Bluforest, Inc.
Notice That Initial Decision Has Become Final Fri, 19 Apr 2024 09:30:00 EDT

Fern Holdings Corp., et al.
Notice That Initial Decision Has Become Final Thu, 18 Apr 2024 09:30:00 EDT

Computer Sciences Corporation, et al.
Order Directing Disbursement of Fair Fund Tue, 16 Apr 2024 15:59:14 EDT

Jose G. Ramirez, Jr.
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing Mon, 15 Apr 2024 13:47:24 EDT

Evergreen Investment Management Company, LLC, et al.
Order Authorizing the Transfer to U.S. Treasury of the Remaining Funds and Any Funds Returned to the Fair Fund in the Future, Discharging the Fund Administrator, and Terminating the Fair Fund Fri, 12 Apr 2024 13:47:24 EDT

Quantek Asset Management, LLC, et al.
Order Approving Plan of Distribution Thu, 11 Apr 2024 11:41:23 EDT

Kimberly Pine Kitts
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 Tue, 9 Apr 2024 11:14:37 EDT

Pinnacle Accountancy Group, PLLC and Douglas W. Child, CPA
Order Instituting Public Administrative and Cease-And-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Section 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Mon, 8 Apr 2024 12:09:17 EDT

W. Brett Wilkinson
Order Instituting Administrative and Cease-And-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Fri, 5 Apr 2024 09:18:21 EDT

Eric Bruce Weeden
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 Thu, 4 Apr 2024 13:25:00 EDT

Joseph Palermo
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Mon, 11 Mar 2024 16:36:08 EDT

Anthony Savino
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Wed, 6 Mar 2024 16:36:08 EDT

Morgan Stanley, Co. LLC; Morgan Stanley ABS Capital I Inc; and Morgan Stanley Mortgage Capital Holdings LLC
Notice of Proposed Plan of Distribution and Opportunity for Comment Mon, 4 Mar 2024 16:21:27 EDT

BKS Advisors LLC and Roger T. Denha
Notice of Proposed Plan of Distribution and Opportunity for Comment Thu, 28 Feb 2024 14:43:09 EDT

Clayborne Group, LLC and Dean A. Heinemann
Order Directing Payment of Certain Funds Received by the Commission and Directing the Transfer of Remaining Funds to Treasury Tue, 25 Feb 2024 12:28:00 EDT

Jeffrey Spanier
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Fri, 22 Feb 2024 10:32:31 EDT

David A. Altom and Gabriel V. Graven
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-a Wed, 20 Feb 2024 15:09:52 EDT

Sean D. Premock
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Adv Mon, 18 Feb 2024 15:45:40 EDT

Stephen Brandon Anderson
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, Makin Thu, 14 Feb 2024 13:25:00 EDT

William James Roth
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Tue, 12 Feb 2024 11:20:19 EDT

Charles Cary Davis
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Thu, 7 Feb 2024 11:20:19 EDT

Alexander Bevil
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Mon, 5 Feb 2024 11:20:19 EDT

Robert Kenneth Lindell, Jr.
Order Instituting Administrative Proceedings Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Fri, 31 Jan 2024 10:46:48 EDT

Icon Vapor, Inc., et al.
Notice That Initial Decision Has Become Final Thu, 30 Jan 2024 09:30:00 EDT

Kenneth Edward Shelton
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Tue, 28 Jan 2024 15:40:05 EDT